We’re specialists in financial regulation. Whether you need a partner to deliver regulatory change, support dealing with the regulator, help with day-to-day compliance, or simply peace of mind you’re on the right track, we’re here to help.
18 March 2024 | UK & Europe
The FCA’s consultation paper marks a stark shift in enforcement practice with a proposal that all enforcement investigations are publicly announced at commencement. Over recent years the FCA has come…
8 March 2024 | UK & Europe
The FCA has written to CEOs of around 1000 firms asking them to assess financial crime controls and threatening possible enforcement for any shortcomings. The letter outlines findings from a…
The FCA’s comprehensive letter to chief executives of asset managers and alternatives firms shows the renewed focus on these sectors is not letting up. The letter outlines the regulator’s focus…
…of firms say that they don’t have enough time to review all regulatory developments properly
On average, a regulatory change needs to be interpreted and implemented every 12-minutes. RegTech can help ease this burden…